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York Capital Management Europe (UK) Advisors, LLP – MiFID II RTS 28 Reporting for 2019

MiFID II RTS 28 Report (Professional Client)
Class of Instrument Debt Instruments
Notification if <1 average trade per business day in the previous year No
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) 50.44% 13.47% n/a n/a 0.00%
CREDIT SUISSE SECURITIES (EUROPE) LIMITED (DL6FFRRLF74S01HE2M14) 5.55% 2.69% n/a n/a 0.00%
Arctic Securities AS (5967007LIEEXZX4RVS72) 4.91% 1.80% n/a n/a 0.00%
MERRILL LYNCH INTERNATIONAL (GGDZP1UYGU9STUHRDP48) 4.89% 5.99% n/a n/a 0.00%
CLARKSONS PLATOU SECURITIES AS (5967007LIEEXZXA40G44) 4.46% 1.80% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Interest Rates Derivatives
Notification if <1 average trade per business day in the previous year Yes
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Morgan Stanley & Co. International PLC (4PQUHN3JPFGFNF3BB653) 100.00% 100.00% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Equity Derivatives
Notification if <1 average trade per business day in the previous year Yes
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) 76.19% 82.17% n/a n/a 0.00%
Merrill Lynch International (GGDZP1UYGU9STUHRDP48) 21.14% 7.01% n/a n/a 0.00%
GOLDMAN SACHS INTERNATIONAL (W22LROWP2IHZNBB6K528) 2.61% 10.19% n/a n/a 0.00%
JPMorgan Chase Bank, National Association (7H6GLXDRUGQFU57RNE97) 0.06% 0.64% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Credit Derivatives
Notification if <1 average trade per business day in the previous year Yes
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Goldman Sachs International (W22LROWP2IHZNBB6K528) 77.08% 52.78% n/a n/a 0.00%
JPMorgan Chase Bank, National Association (7H6GLXDRUGQFU57RNE97) 21.33% 27.78% n/a n/a 0.00%
MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) 0.65% 8.33% n/a n/a 0.00%
Citigroup Global Markets Limited (XKZZ2JZF41MRHTR1V493) 0.43% 2.78% n/a n/a 0.00%
Credit Suisse Securities (Europe) Limited (DL6FFRRLF74S01HE2M14) 0.29% 5.56% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Equities – Shares and Depositary Receipts
Notification if <1 average trade per business day in the previous year No
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) 24.19% 23.67% n/a n/a 0.00%
J.P. MORGAN SECURITIES PLC (K6Q0W1PS1L1O4IQL9C32) 11.01% 11.04% n/a n/a 0.00%
Merrill Lynch International (GGDZP1UYGU9STUHRDP48) 9.84% 7.65% n/a n/a 0.00%
Citigroup Global Markets Limited (XKZZ2JZF41MRHTR1V493) 9.83% 12.80% n/a n/a 0.00%
UBS Limited (REYPIEJN7XZHSUI0N355) 7.87% 12.06% n/a n/a 0.00%