Legal Notices

York Capital Management Europe (UK) Advisors, LLP – MiFID II RTS 28 Reporting for 2018

MiFID II RTS 28 Report (Professional Client)
Class of Instrument Debt Instruments
Notification if <1 average trade per business day in the previous year No
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
THE SEAPORT GROUP EUROPE LLP (2138003MLD2U3GEMHS70) 28.37% 13.36% n/a n/a 0.00%
JEFFERIES INTERNATIONAL LIMITED (S5THZMDUJCTQZBTRVI98) 7.68% 25.73% n/a n/a 0.00%
IMPERIAL CAPITAL (INTERNATIONAL) LLP (213800L9V84UL88WAV68) 7.47% 4.89% n/a n/a 0.00%
MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) 6.34% 3.42% n/a n/a 0.00%
STIFEL NICOLAUS EUROPE LIMITED (213800BVEFNZ8UYPKL03) 5.53% 2.12% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Interest Rates Derivatives
Notification if <1 average trade per business day in the previous year Yes
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Morgan Stanley & Co. International PLC (4PQUHN3JPFGFNF3BB653) 100.00% 100.00% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Equity Derivatives
Notification if <1 average trade per business day in the previous year Yes
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) 74.89% 77.78% n/a n/a 0.00%
Merrill Lynch International (GGDZP1UYGU9STUHRDP48) 13.02% 9.26% n/a n/a 0.00%
GOLDMAN SACHS INTERNATIONAL (W22LROWP2IHZNBB6K528) 12.09% 12.04% n/a n/a 0.00%
STIFEL NICOLAUS EUROPE LIMITED (213800BVEFNZ8UYPKL03) 0.00% 0.93% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Commodity and Emission Allowances Derivatives
Notification if <1 average trade per business day in the previous year Yes
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Goldman Sachs International (W22LROWP2IHZNBB6K528) 100.00% 100.00% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Credit Derivatives
Notification if <1 average trade per business day in the previous year Yes
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
Goldman Sachs International (W22LROWP2IHZNBB6K528) 54.95% 50.00% n/a n/a 0.00%
JPMorgan Chase Bank, National Association (7H6GLXDRUGQFU57RNE97) 35.38% 25.00% n/a n/a 0.00%
HSBC BANK PLC (MP6I5ZYZBEU3UXPYFY54) 4.58% 11.11% n/a n/a 0.00%
BARCLAYS BANK PLC (G5GSEF7VJP5I7OUK5573) 3.99% 5.56% n/a n/a 0.00%
Credit Suisse Securities (Europe) Limited (DL6FFRRLF74S01HE2M14) 1.10% 8.33% n/a n/a 0.00%
MiFID II RTS 28 Report (Professional Client)
Class of Instrument Equities – Shares and Depositary Receipts
Notification if <1 average trade per business day in the previous year No
Top 5 execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) 21.00% 29.29% n/a n/a 0.00%
Citigroup Global Markets Limited (XKZZ2JZF41MRHTR1V493) 10.83% 9.20% n/a n/a 0.00%
UBS Limited (REYPIEJN7XZHSUI0N355) 10.50% 13.62% n/a n/a 0.00%
Merrill Lynch International (GGDZP1UYGU9STUHRDP48) 10.30% 7.93% n/a n/a 0.00%
J.P. MORGAN SECURITIES PLC (K6Q0W1PS1L1O4IQL9C32) 10.13% 8.67% n/a n/a 0.00%