York Capital Management Europe (UK) Advisors, LLP – MiFID II RTS 28 Reporting for 2019
| Class of Instrument | Debt Instruments | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | No | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) | 50.44% | 13.47% | n/a | n/a | 0.00% |
| CREDIT SUISSE SECURITIES (EUROPE) LIMITED (DL6FFRRLF74S01HE2M14) | 5.55% | 2.69% | n/a | n/a | 0.00% |
| Arctic Securities AS (5967007LIEEXZX4RVS72) | 4.91% | 1.80% | n/a | n/a | 0.00% |
| MERRILL LYNCH INTERNATIONAL (GGDZP1UYGU9STUHRDP48) | 4.89% | 5.99% | n/a | n/a | 0.00% |
| CLARKSONS PLATOU SECURITIES AS (5967007LIEEXZXA40G44) | 4.46% | 1.80% | n/a | n/a | 0.00% |
| Class of Instrument | Interest Rates Derivatives | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| Morgan Stanley & Co. International PLC (4PQUHN3JPFGFNF3BB653) | 100.00% | 100.00% | n/a | n/a | 0.00% |
| Class of Instrument | Equity Derivatives | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) | 76.19% | 82.17% | n/a | n/a | 0.00% |
| Merrill Lynch International (GGDZP1UYGU9STUHRDP48) | 21.14% | 7.01% | n/a | n/a | 0.00% |
| GOLDMAN SACHS INTERNATIONAL (W22LROWP2IHZNBB6K528) | 2.61% | 10.19% | n/a | n/a | 0.00% |
| JPMorgan Chase Bank, National Association (7H6GLXDRUGQFU57RNE97) | 0.06% | 0.64% | n/a | n/a | 0.00% |
| Class of Instrument | Credit Derivatives | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| Goldman Sachs International (W22LROWP2IHZNBB6K528) | 77.08% | 52.78% | n/a | n/a | 0.00% |
| JPMorgan Chase Bank, National Association (7H6GLXDRUGQFU57RNE97) | 21.33% | 27.78% | n/a | n/a | 0.00% |
| MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) | 0.65% | 8.33% | n/a | n/a | 0.00% |
| Citigroup Global Markets Limited (XKZZ2JZF41MRHTR1V493) | 0.43% | 2.78% | n/a | n/a | 0.00% |
| Credit Suisse Securities (Europe) Limited (DL6FFRRLF74S01HE2M14) | 0.29% | 5.56% | n/a | n/a | 0.00% |
| Class of Instrument | Equities – Shares and Depositary Receipts | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | No | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) | 24.19% | 23.67% | n/a | n/a | 0.00% |
| J.P. MORGAN SECURITIES PLC (K6Q0W1PS1L1O4IQL9C32) | 11.01% | 11.04% | n/a | n/a | 0.00% |
| Merrill Lynch International (GGDZP1UYGU9STUHRDP48) | 9.84% | 7.65% | n/a | n/a | 0.00% |
| Citigroup Global Markets Limited (XKZZ2JZF41MRHTR1V493) | 9.83% | 12.80% | n/a | n/a | 0.00% |
| UBS Limited (REYPIEJN7XZHSUI0N355) | 7.87% | 12.06% | n/a | n/a | 0.00% |
