York Capital Management Europe (UK) Advisors, LLP – MiFID II RTS 28 Reporting for 2018
| Class of Instrument | Debt Instruments | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | No | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| THE SEAPORT GROUP EUROPE LLP (2138003MLD2U3GEMHS70) | 28.37% | 13.36% | n/a | n/a | 0.00% |
| JEFFERIES INTERNATIONAL LIMITED (S5THZMDUJCTQZBTRVI98) | 7.68% | 25.73% | n/a | n/a | 0.00% |
| IMPERIAL CAPITAL (INTERNATIONAL) LLP (213800L9V84UL88WAV68) | 7.47% | 4.89% | n/a | n/a | 0.00% |
| MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) | 6.34% | 3.42% | n/a | n/a | 0.00% |
| STIFEL NICOLAUS EUROPE LIMITED (213800BVEFNZ8UYPKL03) | 5.53% | 2.12% | n/a | n/a | 0.00% |
| Class of Instrument | Interest Rates Derivatives | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| Morgan Stanley & Co. International PLC (4PQUHN3JPFGFNF3BB653) | 100.00% | 100.00% | n/a | n/a | 0.00% |
| Class of Instrument | Equity Derivatives | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) | 74.89% | 77.78% | n/a | n/a | 0.00% |
| Merrill Lynch International (GGDZP1UYGU9STUHRDP48) | 13.02% | 9.26% | n/a | n/a | 0.00% |
| GOLDMAN SACHS INTERNATIONAL (W22LROWP2IHZNBB6K528) | 12.09% | 12.04% | n/a | n/a | 0.00% |
| STIFEL NICOLAUS EUROPE LIMITED (213800BVEFNZ8UYPKL03) | 0.00% | 0.93% | n/a | n/a | 0.00% |
| Class of Instrument | Commodity and Emission Allowances Derivatives | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| Goldman Sachs International (W22LROWP2IHZNBB6K528) | 100.00% | 100.00% | n/a | n/a | 0.00% |
| Class of Instrument | Credit Derivatives | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | Yes | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| Goldman Sachs International (W22LROWP2IHZNBB6K528) | 54.95% | 50.00% | n/a | n/a | 0.00% |
| JPMorgan Chase Bank, National Association (7H6GLXDRUGQFU57RNE97) | 35.38% | 25.00% | n/a | n/a | 0.00% |
| HSBC BANK PLC (MP6I5ZYZBEU3UXPYFY54) | 4.58% | 11.11% | n/a | n/a | 0.00% |
| BARCLAYS BANK PLC (G5GSEF7VJP5I7OUK5573) | 3.99% | 5.56% | n/a | n/a | 0.00% |
| Credit Suisse Securities (Europe) Limited (DL6FFRRLF74S01HE2M14) | 1.10% | 8.33% | n/a | n/a | 0.00% |
| Class of Instrument | Equities – Shares and Depositary Receipts | ||||
|---|---|---|---|---|---|
| Notification if <1 average trade per business day in the previous year | No | ||||
| Top 5 execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| MORGAN STANLEY & CO. INTERNATIONAL PLC (4PQUHN3JPFGFNF3BB653) | 21.00% | 29.29% | n/a | n/a | 0.00% |
| Citigroup Global Markets Limited (XKZZ2JZF41MRHTR1V493) | 10.83% | 9.20% | n/a | n/a | 0.00% |
| UBS Limited (REYPIEJN7XZHSUI0N355) | 10.50% | 13.62% | n/a | n/a | 0.00% |
| Merrill Lynch International (GGDZP1UYGU9STUHRDP48) | 10.30% | 7.93% | n/a | n/a | 0.00% |
| J.P. MORGAN SECURITIES PLC (K6Q0W1PS1L1O4IQL9C32) | 10.13% | 8.67% | n/a | n/a | 0.00% |
