Privacy Notice

WHY?Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
WHAT?The types of personal information we collect and share depend on the product or service you have with us. This information can include:
  • Social security numberIncomeAssetsRisk toleranceWire transfer instructionsTransaction history
When you are no longer our customer, we continue to share information about you as described in this notice.
HOW?All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons YGA chooses to share; and whether you can limit this sharing.
Reasons we can share your personal informationDoes YGA Share?Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your accounts(s) or respond to court orders and legal investigations.YesNo
For our marketing purposes – to offer our products and services to youNoWe do not share
For joint marketing with other financial companiesNoWe do not share
For our affiliates’ everyday business purposes – information about your transactions and experiencesYesNo
For our affiliates’ everyday business purposes
information about your creditworthiness
For our affiliates to market to youNoWe do not share
For nonaffiliates to market to youNoWe do not share

Who we are

Who is providing this notice?York Capital Management Global Advisors, LLC. and its affiliates

What we do

How does YGA protect my personal information?To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does YGA collect my personal information?We collect your personal information, for example, when you
  • Enter into an investment advisory contract
  • Seek financial advice
  • Make deposits or withdrawals from your account
  • Tell us about your investment or retirement portfolio
  • Give us your employment history
Why can’t I limit all sharing?Federal law gives you the right to limit only
  • sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.


AffiliatesCompanies related by common ownership or control. They can be financial and nonfinancial companies.
  • Our affiliates include any entities owned or controlled by York Capital Management Global Advisors, LLC
NonaffiliatesCompanies not related by common ownership or control. They can be financial and nonfinancial companies.
  • YGA does not share with nonaffiliates so they can market to you
Joint MarketingA formal agreement between nonaffiliated financial companies that together market financial products or services to you.
  • YGA does not jointly market